For financial professional use only. Not to be used for consumer solicitation purposes.
Participating in this program may be dependent on various factors, including but not limited to production requirements and carrier contracts placed with GBS Insurance and Financial Services, Inc.
GBS Insurance and Financial Services, Inc. reserves the right to change the access qualifications at their discretion. Results may vary, this communication does not constitute an offer or guarantee.
Participating agents will need to be properly licensed and may be subject to screening. Participating agents must adhere to all federal and state compliance and market conduct standards. Additional terms and conditions are to be set forth in an agent agreement between GBS Insurance and Financial Services, Inc. and the agent.
Investment advisory services are offered by Gallagher Fiduciary Advisors, LLC ("GFA"), an SEC registered investment advisor that provides retirement, investment advisory, discretionary and independent fiduciary services. Registration as an investment adviser does not imply any specific level of skill or training and does not constitute an endorsement of the firm by the SEC. GFA is a limited liability company with Gallagher Benefit Services, Inc. as its single member. GFA may pay referral fees or other remuneration to employees of Arthur J. Gallagher & Co. or its affiliates or to independent contractors; such payments do not change our fee. Neither Arthur J. Gallagher & Co., GFA, their affiliates nor representatives provide accounting, legal or tax advice.
Utilizing third-party vendors does not absolve a financial adviser of their fiduciary responsibilities to their clients. Financial professionals should ensure they continue to follow the current policies and procedures of their broker dealer and/or registered investment adviser and the insurance carriers they represent in the use of any advertising, third-party materials, sales processes, and/or social media/internet use. As it relates to office set-up, broker dealers and registered investment advisors have specific signage requirements, privacy policies, and other supervisory control requirements. This marketing piece in no way supersedes the requirements of a financial professional’s license requirement or the policies and procedures of your broker dealer or registered investment advisory firm. Registered Representative participation is subject to Broker/Dealer approval.
